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FORMAN FINANCIAL SERVICES, LLC * * * * * * * * * * * * * * * * * * * |
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CERTIFICATION DOCKET NO. CF-2010-7554-S |
The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:
| 1. | On February 26, 2010, the Commissioner issued an Order to Cease and Desist (“Order”), Notice of Intent to Fine and Notice of Right to Hearing (collectively “Notice”) against Forman Financial Services, LLC (“Respondent”), a copy of the Notice is attached hereto and incorporated by reference herein; |
| 2. | The Order provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt; |
| 3. | On March 1, 2010, the Notice was sent by registered mail, return receipt requested, to Respondent at two addresses; |
| 4. | On March 31, 2010, and April 7, 2010, the Notices were returned to the Department of Banking marked “Returned To Sender – Forwarding Time Expired” and “Returned To Sender – Unclaimed”, respectively; |
| 5. | On May 18, 2010, the Notice was served on the Commissioner, and on May 18, 2010, in accordance with 36b-33(h) of the General Statutes of Connecticut, Notice of Service on the Banking Commissioner In the Matter of: Forman Financial Services, LLC dated May 18, 2010 (“Notice of Service”), was sent by registered mail, return receipt requested, to Respondent; |
| 6. | Respondent has failed to request a hearing on the matters set forth in the Order within 14 days of the date of the Notice of Service; and |
| 7. | On June 2, 2010, the Order issued against Respondent became permanent. |
| HOWARD F. PITKIN | |||
| BANKING COMMISSIONER | |||
| Dated at Hartford, Connecticut | By: | ________/s/_____________ | |
| this 7th day of July 2010. | Jesse B. Silverman | ||
| Staff Attorney | |||