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HAI KHOA DANG * * * * * * * * * * * * * * * |
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The undersigned hereby certifies, on behalf of the Banking Commissioner (“Commissioner”), that:
| 1. | On November 29, 2016, the Commissioner issued an Order to Cease and Desist and Notice of Right to Hearing (collectively “Notice”) against Hai Khoa Dang CRD No. 2790040 (“Respondent”), a copy of the Notice is attached hereto and incorporated by reference herein; |
| 2. | The Order to Cease and Desist provided that it would remain in effect and become permanent against Respondent if a hearing was not requested within 14 days of its receipt; |
| 3. | On November 29, 2016, the Notice was sent by certified mail, return receipt requested, to Respondent; |
| 4. | On December 1, 2016, Respondent received the Notice; |
| 5. | Respondent has failed to request a hearing on the allegations set forth in the Order to Cease and Desist within 14 days of its receipt; and |
| 6. | On December 16, 2016, the Order to Cease and Desist issued against Respondent became permanent. |
| Dated at Hartford, Connecticut, | JORGE L. PEREZ | |
| this 20th day of December 2016. | BANKING COMMISSIONER | |
| By: | _____/s/_______________ | |
| Elena Zweifler | ||
| Staff Attorney |