---

DATE: September 13, 2017
CREDIT UNION: Sikorsky Financial Credit Union
LOCATION: 945 White Plains Road, Trumbull, CT 06611
ACTIVITY-BRANCH TYPE: Filed to Open - Full Service Branch

On September 5, 2017, the Commissioner entered into a Consent Order with Simon’s Agency, Inc. (NMLS # 1584752) (“Simon’s Agency”), Liverpool, New York. The Consent Order was based on an investigation by the Consumer Credit Division. As a result of such investigation, the Commissioner alleged that Simon’s Agency acted within this state as a consumer collection agency without the requisite consumer collection agency license, in violation of Section 36a-801(a) of the Connecticut General Statutes. As part of the Consent Order, Simon’s Agency paid $5,000 as a civil penalty.

On September 7, 2017, the Commissioner issued a Notice of Intent to Issue Order to Cease and Desist, Notice of Intent to Impose Civil Penalty and Notice of Right to Hearing (“Notice”) in the Matter of: Siwell, Inc. d/b/a Capital Mortgage Services of Texas (NMLS # 149169) (“Respondent”), Lubbock, Texas. The Notice was the result of an investigation by the Consumer Credit Division. The Commissioner alleges that Respondent’s failure to designate a qualified individual constitutes a violation of a prior order of the Commissioner. Respondent was afforded an opportunity to request a hearing on the allegation set forth in the Notice.