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Branch Activity
 

Date	Credit Union	Location	Activity-Branch Type
09/27/16	Nutmeg State Financial   Credit Union, Rocky Hill	*971 Farmington Avenue   West Hartford, CT  06107	Filed - Full Service
*Correction - Previously reported by credit union as 10 North Main Street, West Hartford, CT

On September 26, 2016, the Commissioner issued a Notice of Intent to Issue Order to Cease and Desist, Notice of Intent to Impose Civil Penalty and Notice of Right to Hearing (“Notice”) in the Matter of:  Landmark Financial Services, LLC d/b/a Landmark Home Loans (NMLS # 120296) (“Respondent”), Stamford, Connecticut.  The Notice was the result of an investigation by the Consumer Credit Division.  The Commissioner alleges that Respondent failed to timely file certain quarterly information required on the Nationwide Multistate Licensing System and Registry, in violation of Section 36a-534b(c)(3) of the Connecticut General Statutes.  Respondent was afforded an opportunity to request a hearing on the allegation set forth in the Notice.

On September 26, 2016, the Commissioner issued a Notice of Intent Not to Renew Mortgage Broker License, Notice of Intent to Issue Order to Cease and Desist, Notice of Intent to Impose Civil Penalty and Notice of Right to Hearing (“Notice”) in the Matter of:  Patriot Financial, Inc (NMLS # 1642) (“Respondent”), Cary, North Carolina.  The Notice was the result of an investigation by the Consumer Credit Division.  The Commissioner alleges that Respondent failed to cooperate with the Commissioner and failed to provide information as directed by the Commissioner, in violation of Sections 36a-17(d) and 36a-498f(b) of the Connecticut General Statutes, which constitutes sufficient grounds to refuse to renew Respondent’s license to act as a mortgage broker and forms the basis to issue an order to cease and desist and to impose a civil penalty.  Respondent was afforded an opportunity to request a hearing on the allegations set forth in the Notice.