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Section 36a-145 of the Connecticut General Statutes requires certain applications for a branch, or for a limited branch at which loans will be made, address how the establishment of the branch will be consistent with safe and sound banking practices and promote the public convenience and advantage.  Plans are submitted when such applications are filed and are available for public inspection and comment at this Department for a period of 30 days.  Questions concerning branch activity should be directed to the Financial Institutions Division, (860) 240-8180.

Date	Bank	Location	Activity-Branch Type
05/16/16	First County Bank Stamford	FROM: 1260 Post Road East           Westport, CT  06880 TO:     1135 Post Road East           Westport, CT  06880	Relocation Effective Date - Full Service
05/16/16	Newtown Savings Bank Newtown	2321 Whitney Avenue Hamden, CT  06518	Approved - Loan Production Office
05/18/16	Thomaston Savings Bank Thomaston	461 Main Street Oakville, CT  06779	Opening Date - Full Service Branch

On May 16, 2016, the Banking Commissioner entered a Consent Order (No. CO-16-8196-S) with respect to Rockingham Capital Advisors LLC of Glastonbury, Connecticut and Scott Little Frew, managing member of the firm.  The Consent Order stated that, following the firm’s failure to renew its investment adviser registration when that registration expired on December 31, 2011, the firm continued to transact investment advisory business in Connecticut, and that Scott Little Frew continued to transact business as an investment adviser agent while unregistered.   The Consent Order directed Rockingham Capital Advisors LLC and Frew to cease and desist from regulatory violations.  In addition, the Consent Order required that the firm and Frew remit $5,160 to the department, jointly and severally.  Of that amount, $4,000 constituted an administrative fine and $1,160 represented reimbursement for past due registration fees.