Application and Reporting Forms

The following Department of Banking application forms may be downloaded for submission to the agency. Please contact the appropriate division for information on licensing procedures and requirements.

Financial Institutions Division

• Banks
• Foreign Banks
• Credit Unions
• Other Applications:

• Business and Industrial Development Corporations
• International Trade and Investment Corporation

Consumer Credit Division

• Bona Fide Nonprofit Organizations
• Check Cashers
• Consumer Collection Agencies
• Connecticut Exempt Companies
• Debt Adjusters
• Debt Negotiators
• Lead Generators
• Loan Processors/Underwriters
• Money Transmitters
• Mortgage Brokers 
• Mortgage Correspondent Lenders
• Mortgage Lenders 
• Mortgage Loan Originators
• Mortgage Servicers
• Sales Finance Companies
• Small Loan Companies
• Student Loan Servicers

Securities and Business Investments Division

Business Opportunity Registration

Securities Licensing

Securities Registration, Exemption and Notice Filings

FINRA Forms - Some forms required by the Securities Division are available from the Financial Institution Regulator Authority (FINRA)